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Receive a 10% discount on your preferred version of the CSC® until August 31
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Better understand your clients' unique financial needs and goals to build positive client relationships with the CFSA.
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FSRA has approved the Personal Financial Planner (PFP®) designation for Financial Planner title use in Ontario.
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Explore different roles and opportunities available in the financial services industry and view the recommended courses and credentials.
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Explore continuing education courses and meet your requirements for CSI, CIRO, CSF and other professional associations or certifications.
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Get started with the Personal Financial Services Advice (PFSA) course to enhance your soft skills and build profitable client relationships.
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Explore different roles and opportunities available in the financial services industry and view the recommended courses and credentials.
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Write your exam through Remote Proctoring from any location (including your home) or In-Person at one of our test centres.
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Meet the highest standards of experience & education for financial professionals with CSI certificates, designations & fellowship.
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Join an elite group of leaders in financial services and make a meaningful impact for your clients with the Fellow of CSI (FCSI®).
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Master financial planning skills with the ISO and FSRA-certified Personal Financial Planner (PFP®) designation.
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Learn how to manage money on a discretionary basis for sophisticated clients with Chartered Investment Manager (CIM®).
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Establish your credibility to address the unique needs of affluent clients with Certified International Wealth Manager (CIWM).
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Gain expertise in the regulations and tax implications that are crucial for management and transfer of wealth with MTI®.
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Talent Pro connects organizations with qualified and licensed candidates to fill active opportunities in the banking industry.
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Talent Pro connects organizations with qualified and licensed candidates to fill active opportunities in the banking industry.
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During Financial Literacy Month we aim to help Canadians understand their finances better & navigate the changing economic landscape.
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CSI Podium offers designation holders opportunities to speak on topics to benefit their clients, colleagues, and the investing public via webinars.
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FSRA has approved the Personal Financial Planner (PFP®) designation for Financial Planner title use in Ontario.
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FSRA has approved the Personal Financial Planner (PFP®) designation for Financial Planner title use in Ontario.
Not sure which continuing education course is right for you? Explore our CE finder tool.
Get StartedThis course is not available for sale.
As an investment representative (IR), it is important that you understand and fully comply with the rules laid out by CIRO and the provincial securities administrators. This knowledge will allow you to deal with and execute client orders in accordance with industry trading regulations. The lessons that follow provide suitable guidelines and procedures that will help you in your role as an IR. The first lesson provides an overview of the various online business models. The second lesson will focus on the different types of orders available to investors and examine trading halts, suspensions, and market circuit breakers. Lesson three examines specific rules and requirements in regard to client priority, best execution, and your gatekeeper obligations for anti-money laundering and suspicious transaction reporting. The fourth lesson focuses on prohibited and deceptive market activities. The final lesson introduces the concept of personal information protection and the growing concern over cybersecurity.
This CE course is suitable for investment representatives, sales assistants, and compliance personnel. It is recommended for individuals who are subject to CIRO CE compliance requirements.