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- Certificate in Financial Services Advice (CFSA)
- Certificate in Advanced Financial Advice (CAFA)
- Certificate in Advanced Investment Advice (CAIA)
- Certificate in Small Business Banking (CSBB)
- Certificate in Technical Analysis (CITA)
- Certificate in Investment Dealer Compliance (CIDC)
- Certificate in Derivatives Market Strategies (CDMS)
- Certificate in Retirement Strategy (CRS)
- Certificate in Estate Planning & Trust Strategy (CETS)
- Certificate in Commercial Credit (CICC)
- Certificate in Personal Banking (CPB)
- Certificate In Bank Management (CBM)
- Micro-Certificate in Alternative Investments (MCAI)
- Micro-Certificate in Applied Behavioural Finance (MCABF)
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- Fellow of CSI (FCSI®)
- Personal Financial Planner (PFP®)
- Chartered Investment Manager (CIM®)
- Certified International Wealth Manager (CIWM)
- Designated Financial Services Advisor (DFSA™)
- Estate & Trust Professional (MTI®)
- CSI Path to Certified Financial Planner (CFP®)
- CSI Path to Qualified Associate Financial Planner (QAFP™)
- CSI Path to Financial Planning Program – Quebec (IQPF)
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- Personal Financial Services Advice (PFSA)
- Financial Planning I (FP I)
- Financial Planning II (FP II)
- Financial Planning Supplement (FPSU)
- Investment Advisors Training Program (IATP)
- Financial Planning Integration Course (FPIC)
- Applied Financial Planning Certification Exam (AFP)
- CIWM Certification Examination
- Life Licence Qualification Program Insurance Course (LLQP)
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CFSA: Preferred Credential for Personal Bankers
Better understand your clients' unique financial needs and goals to build positive client relationships with the CFSA.
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PFP® Approved Under FSRA Title Regulation
FSRA has approved the Personal Financial Planner (PFP®) designation for Financial Planner title use in Ontario.
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Explore Multiple Career Paths
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Drive Effective Client Conversations
Get started with the Personal Financial Services Advice (PFSA) course to enhance your soft skills and build profitable client relationships.
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Explore different roles and opportunities available in the financial services industry and view the recommended courses and credentials.
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Canadian Securities Course CSC®
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FCSI® – The Highest Honour in Financial Services
Join an elite group of leaders in financial services and make a meaningful impact for your clients with the Fellow of CSI (FCSI®).
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PFP® – The Premier Credential for Financial Planners
Master financial planning skills with the ISO and FSRA-certified Personal Financial Planner (PFP®) designation.
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Learn how to manage money on a discretionary basis for sophisticated clients with Chartered Investment Manager (CIM®).
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PFP® Approved Under FSRA Title Regulation
FSRA has approved the Personal Financial Planner (PFP®) designation for Financial Planner title use in Ontario.
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PFP® Approved Under FSRA Title Regulation
FSRA has approved the Personal Financial Planner (PFP®) designation for Financial Planner title use in Ontario.
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What will you learn about?
Legal Aspects of Financial Planning
- Contractual Obligations
- Property
- Security
- Legal & Professional Liability
Ethical Practice in The Financial Services Industry
- Values as the Foundation for Ethical Practice
- Ethical Systems
- Nature of Ethical Dilemmas
- Ethics and Trust
What is the course syllabus?
Chapter 1 - Contractual Obligations
Topics covered in this chapter are:
- Formation of Contracts
- Form of Contracts
- Interpretation of Contracts
- Extinction of Obligations
- Formal Notice
- Damages
- Penal Clauses
- Execution of Judgments
Chapter 2 - Property
Topics covered in this chapter are:
- Kinds of Property
- Patrimony
- Rights Over Property
- Family Law Concepts
Chapter 3 - Security
Topics covered in this chapter are:
- Types of Security
- Prior Claims
- Hypothecs
- Instalment Sale
- Leasing
- Security Pursuant
- Securities on Ships
- Suretyship
- Solidarity
- Publication of Rights
- Creditor Ranking Upon Payment
- Bankruptcy
Chapter 4 - Legal and Professional Liability
Topics covered in this chapter are:
- Contractual Liability
- Liability Resulting from the Law
- Reception of a Payment Not Due and Unjust Enrichment
- Claims for Damages
- Exoneration Clauses
- Professional Liability
- Legislation
Chapter 5 - Values as the Foundation for Ethical Practice
Topics covered in this chapter are:
- Value Awareness
- Nature of Values
- Values Characteristics and Changes Over Time
- Values Clarification
- How Values Influence Goals
- Importance of Values to any Organization
- Importance of Values to the Individual
- Importance of Values to Society
- Ethical Relativism
Chapter 6 - Ethical Systems
Topics covered in this chapter are:
- Values of Utilitarian Ethics
- Values of Duty Ethics
- Values of Group Ethics
- Values of Existential Ethics
- Role of Reason in Existential Ethics
- Applicability of each Ethical System
Chapter 7 - Nature of Ethical Dilemmas
Topics covered in this chapter are:
- When our Values Clash With Each Other
- Types of Dilemmas
- An Ethical Decision-making Process
Chapter 8 - Ethics and Trust
Topics covered in this chapter are:
- Trust is a Direct Result of Ethical Behaviour
- Trust and Expectations
How will you learn?
CSI’s online learning system helps you meet your study goals. You’ll benefit from:
- Textbook readings available in PDF and printed format
- Learning objectives that keep you focused
- End of chapter activities to help you reinforce your learning and identify topics that may need to be revisited during exam preparation
- Two self-assessments so that you can assess your progress
- Online assistance from CSI’s academic support specialists